Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 30 Mar 2021)
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF9 Chair of the Governing Body (29 Apr 2024 to 20 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 20 Nov 2024)
- CF11 Money Laundering Reporting (15 Feb 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (2 Jun 2006 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (4 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.