Martin John Rose

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF10 Compliance Oversight (7 May 2013 to 15 Jun 2015)
    • CF11 Money Laundering Reporting (7 May 2013 to 15 Jun 2015)
    • CF30 Customer (7 May 2013 to 7 May 2013)
    • CF4 Partner (7 May 2013 to 15 Jun 2015)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF10 Compliance Oversight (15 Nov 2002 to 15 Jun 2015)
    • CF11 Money Laundering Reporting (15 Nov 2002 to 15 Jun 2015)
    • CF1 Director (15 Nov 2002 to 31 Aug 2006)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Jun 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jun 2015)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Jun 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jun 2015)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF10 Compliance Oversight (1 Dec 2001 to 15 Jun 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jun 2015)
    • CF1 Director (1 Dec 2001 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.