Mark Edmund Brockway

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited

    FRN 216729

    • [FCA CF] Client dealing (since 9 Dec 2025)
    • [FCA CF] Manager of certification employee (since 9 Dec 2025)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (21 Jan 2013 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.