Sustainable Wealth Management Ltd

• Principal Place of Business

  Sustainable Wealth Management Ltd

  774-780 Wilmslow Road

  Manchester

  M20 2DR

  UNITED KINGDOM

  Phone

  +4401619385650

  Web

  https://sustainablewm.co.uk

• Complaints Contact

  Sustainable Wealth Management Ltd

  774-780 Wilmslow Road

  Manchester

  M20 2DR

  UNITED KINGDOM

  Phone

  +4401619385650

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aidan Vere Upton

  IRN AXU08996

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 20 Oct 2023)
  • [FCA CF] Client dealing (since 20 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
• Antony Ioannides

  IRN AXI00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
• Daren Mark Evans

  IRN DME00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
• David John Rogers

  IRN DJR01302

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 17 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2023)
• Ella Ioannides

  IRN EXI00029

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
• John Howard Dixon

  IRN JHD00010

  • [FCA CF] Client dealing (22 Feb 2022 to 31 Mar 2025)
  • [FCA CF] Functions requiring qualifications (22 Feb 2022 to 31 Mar 2025)
• Jonathan David Hall

  IRN JDH01216

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Oct 2021)
  • [FCA CF] Client dealing (since 22 Oct 2021)
  • SMF16 Compliance Oversight (since 20 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2021)
  • SMF3 Executive Director (since 20 Oct 2021)
• Joseph George Ioannides

  IRN JXI00089

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2025)
  • [FCA CF] Client dealing (since 1 Jun 2025)

No changes recorded yet.