Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
    • [FCA CF] Client dealing (since 22 Feb 2022)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • CF30 Customer (22 Nov 2011 to 19 Dec 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 3 Jul 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.