Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sustainable Wealth Management Ltd
FRN 950809
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 21 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
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- [FCA CF] Functions requiring qualifications (23 Sep 2022 to 10 Aug 2023)
- [FCA CF] Client dealing (23 Sep 2022 to 14 Aug 2023)
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- Employed By (7 May 2002 to 22 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 22 Oct 2004)
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- Employed By (1 Dec 2001 to 20 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.