Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Feb 2022 to 31 Mar 2025)
- [FCA CF] Client dealing (22 Feb 2022 to 31 Mar 2025)
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- CF30 Customer (22 Oct 2015 to 1 May 2019)
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- CF30 Customer (16 Oct 2012 to 31 Dec 2012)
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- (258)Employed By (16 Oct 2012 to 31 Dec 2012)
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- CF30 Customer (9 Apr 2009 to 12 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF22 Investment Adviser (Trainee) (4 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (27 Jun 2006 to 21 Aug 2007)
- CF22 Investment Adviser (Trainee) (31 Jan 2006 to 27 Jun 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.