Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sustainable Wealth Management Ltd
FRN 950809
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 22 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 22 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2021)
- SMF16 Compliance Oversight (since 20 Oct 2021)
- SMF3 Executive Director (since 20 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.