Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jordan Christiansen

  IRN JXC00217

  • [FCA CF] Client dealing (19 Nov 2018 to 19 Sep 2022)
• Jordan Curtin

  IRN JXC00219

  • [FCA CF] Client dealing (2 Feb 2018 to 30 Sep 2025)
• Jordyn Laina

  IRN JXL00810

  • [FCA CF] Client dealing (since 21 May 2024)
• Joseph Bailey

  IRN JWB01168

  • [FCA CF] Client dealing (11 Jun 2019 to 17 May 2024)
• Joseph Plank

  IRN JXP00126

  • [FCA CF] Client dealing (12 Jan 2018 to 19 Oct 2021)
  • [FCA CF] Manager of certification employee (12 Jan 2018 to 19 Oct 2021)
• Joseph Xavier Gregory Aylward

  IRN JXA00300

  • [FCA CF] Client dealing (30 Jul 2021 to 17 May 2024)
• Josephine Pletts

  IRN JXP00127

  • [FCA CF] Manager of certification employee (13 May 2022 to 26 Nov 2024)
  • [FCA CF] Client dealing (8 Jan 2019 to 26 Nov 2024)
• Joshua Galaun

  IRN JMG01100

  • [FCA CF] Client dealing (15 Jul 2020 to 10 May 2021)
  • [FCA CF] Manager of certification employee (15 Jul 2020 to 10 May 2021)
• Joshua Presley

  IRN JPP01082

  • [FCA CF] Material risk taker (since 15 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2025)
  • [FCA CF] Client dealing (since 7 Oct 2024)
  • [FCA CF] Manager of certification employee (since 7 Oct 2024)
  • [FCA CF] Significant management (since 7 Oct 2024)
  • [FCA CF] Material risk taker (7 Oct 2024 to 21 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2024 to 21 Mar 2025)
• Joshua Thaminder Cheema

  IRN JTC01067

  • [FCA CF] Client dealing (1 Mar 2018 to 30 Sep 2021)

No changes recorded yet.