Joshua Galaun

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd.

    FRN 139195

    • [FCA CF] Material risk taker (since 1 Apr 2024)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (15 Jul 2020 to 10 May 2021)
    • [FCA CF] Manager of certification employee (15 Jul 2020 to 10 May 2021)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (15 Jul 2020 to 10 May 2021)
    • [FCA CF] Client dealing (15 Jul 2020 to 10 May 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 18 Jan 2019)
    • [FCA CF] Manager of certification employee (18 Oct 2016 to 18 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.