Joseph Bailey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc (no longer approved here)
FRN 223304
- [FCA CF] Client dealing (1 Jul 2021 to 17 May 2024)
SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
SMBC Derivative Products Limited (no longer approved here)
FRN 172073
- [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Client dealing (11 Jun 2019 to 17 May 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (8 Jan 2008 to 11 Jul 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.