Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jovan Alston

  IRN JXA00304

  • [FCA CF] Client dealing (1 May 2024 to 5 Jan 2026)
• Julia Kowalle

  IRN JXK00076

  • [FCA CF] Manager of certification employee (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 15 Dec 2017)
• Julian Belcher

  IRN JXB00215

  • [FCA CF] Client dealing (26 Jan 2018 to 4 Oct 2019)
• Juliette Lavaud

  IRN JXL00562

  • [FCA CF] Client dealing (16 Aug 2022 to 13 Mar 2026)
• Jun Saito

  IRN JXS00170

  • [FCA CF] Material risk taker (1 Apr 2022 to 11 Apr 2025)
  • [FCA CF] Significant management (1 Apr 2022 to 11 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 11 Apr 2025)
  • [FCA CF] Client dealing (1 Apr 2022 to 11 Apr 2025)
  • [FCA CF] Manager of certification employee (27 Dec 2017 to 2 May 2019)
• Jung Dee CHEN

  IRN JDC01192

  • [FCA CF] Manager of certification employee (1 Dec 2017 to 31 Jul 2019)
  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 31 Jul 2019)
  • [FCA CF] Client dealing (1 Dec 2017 to 31 Jul 2019)
  • [FCA CF] Material risk taker (1 Dec 2017 to 31 Jul 2019)
  • [FCA CF] Significant management (1 Dec 2017 to 31 Jul 2019)
• Jungmin Kang

  IRN JXK00401

  • [FCA CF] Client dealing (since 18 May 2022)
• Junpei Morimoto

  IRN JXM00191

  • [FCA CF] Client dealing (18 Jan 2018 to 18 Apr 2019)
• Kamo Margaryan

  IRN KXM00906

  • [FCA CF] Client dealing (since 7 Apr 2026)
• Kanako Kobayashi

  IRN KXK00504

  • [FCA CF] Client dealing (since 21 Jul 2025)

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