Jung Dee CHEN

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 31 Jul 2019)
    • [FCA CF] Client dealing (1 Dec 2017 to 31 Jul 2019)
    • [FCA CF] Significant management (1 Dec 2017 to 31 Jul 2019)
    • [FCA CF] Manager of certification employee (1 Dec 2017 to 31 Jul 2019)
    • [FCA CF] Material risk taker (1 Dec 2017 to 31 Jul 2019)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (7 Sep 2016 to 31 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Jul 2019)
    • CF29 Significant management (6 May 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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