Joshua Presley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Material risk taker (since 15 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2025)
    • [FCA CF] Significant management (since 7 Oct 2024)
    • [FCA CF] Manager of certification employee (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2024 to 21 Mar 2025)
    • [FCA CF] Material risk taker (7 Oct 2024 to 21 Mar 2025)
  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Material risk taker (since 7 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Significant management (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Significant management (7 Nov 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (7 Nov 2023 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (7 Nov 2023 to 31 Mar 2025)
    • [FCA CF] Material risk taker (7 Nov 2023 to 31 Mar 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Sep 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (8 Jul 2020 to 31 Aug 2023)
    • [FCA CF] Material risk taker (8 Jul 2020 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2020 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (31 May 2005 to 15 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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