Succession Employee Benefit Solutions Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk/corporate-benefit-solutions

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Geoffrey Shipway

  IRN IGS00002

  • CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
• Ian Hunter

  IRN IXH01211

  • [FCA CF] Manager of certification employee (18 Jan 2021 to 31 Jan 2025)
• Ian Michael Brown

  IRN IMB00013

  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• James Alexander Stevenson

  IRN JAS01521

  • SMF1 Chief Executive (5 Apr 2023 to 31 Jan 2024)
  • Responsible for Insurance Distribution (5 Apr 2023 to 31 Jan 2024)
  • SMF9 Chair of the Governing Body (9 Apr 2020 to 1 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
  • CF1 Director (9 Jan 2018 to 8 Dec 2019)
• James Andrew Tollefson

  IRN JXT09038

  • [FCA CF] Functions requiring qualifications (13 Jun 2024 to 30 Apr 2026)
  • [FCA CF] Client dealing (13 Jun 2024 to 30 Apr 2026)
• Jamie Oliver Purdie Barker

  IRN JOB00008

  • [FCA CF] Manager of certification employee (26 Feb 2024 to 31 Mar 2026)
• Jason Stewart Wride

  IRN JSW00047

  • [FCA CF] Manager of certification employee (since 13 Jan 2026)
  • [FCA CF] Manager of certification employee (5 Jan 2023 to 28 Sep 2023)
• Joanne Lesley Swain

  IRN JLS01212

  • [FCA CF] Manager of certification employee (27 Jun 2022 to 31 Jan 2025)
• John David Andrews

  IRN JDA01092

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2022)
• Johnathan Roy Waring

  IRN JRW01297

  • CF30 Customer (24 Apr 2018 to 28 Jun 2019)

No changes recorded yet.