Succession Employee Benefit Solutions Limited

Date authorised
31 August 2017
Companies House
08146349
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionwealth.co.uk/corporate-benefit-solutions

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Fell

    IRN JXF01919

    • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2020)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
  • Jonathan Stanley Caley

    IRN JSC01132

    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
  • Joseph Wallis

    IRN JXW00139

    • [FCA CF] Manager of certification employee (since 25 Jun 2025)
  • Joshua Michael French

    IRN JXF00591

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
  • Julia Marie Mackintosh

    IRN JMH01211

    • [FCA CF] Manager of certification employee (since 27 Jan 2026)
  • Karyn McMillan

    IRN KXP01187

    • [FCA CF] Manager of certification employee (13 Sep 2021 to 4 Feb 2022)
  • Lawrence Adam King

    IRN LAK01019

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (31 Aug 2017 to 31 Oct 2018)
  • Lee Phillip Pringle

    IRN LPP00003

    • CF30 Customer (31 Aug 2017 to 31 Oct 2018)
  • Lorraine Montgomery

    IRN LXM00011

    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Lucy Amelia Ewings

    IRN LAE01034

    • CF1 Director (31 Aug 2017 to 20 Jun 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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