Karyn McMillan

• Scottish Widows Schroder Personal Wealth Limited

  FRN 830170

  • [FCA CF] Manager of certification employee (since 8 Apr 2022)
  • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 7 Jun 2023)
• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • [FCA CF] Manager of certification employee (13 Sep 2021 to 4 Feb 2022)
• SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 588378

  • [FCA CF] Manager of certification employee (13 Sep 2021 to 4 Feb 2022)
• Succession Employee Benefit Solutions Limited (no longer approved here)

  FRN 767956

  • [FCA CF] Manager of certification employee (13 Sep 2021 to 4 Feb 2022)
• Foresight Group LLP (no longer approved here)

  FRN 198020

  • [FCA CF] Material risk taker (5 Oct 2020 to 9 Sep 2021)
  • [FCA CF] Client dealing (5 Oct 2020 to 9 Sep 2021)
• SCOTTISH WIDOWS LIMITED (no longer approved here)

  FRN 181655

  • CF30 Customer (22 Apr 2016 to 9 Dec 2018)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (15 Nov 2006 to 23 Feb 2007)
  • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 22 Mar 2005)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF22 Investment Adviser (Trainee) (1 Aug 2003 to 5 Aug 2004)

No changes recorded yet.