Lee Phillip Pringle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MONEY@IFA LTD

    FRN 538662

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 4 May 2023)
    • SMF16 Compliance Oversight (since 4 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Client dealing (since 3 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • CF30 Customer (31 Aug 2017 to 31 Oct 2018)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (28 Apr 2017 to 1 Mar 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (28 Apr 2017 to 1 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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