Lawrence Adam King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 17 Oct 2023)
    • CF1 Director (AR) (since 12 Oct 2023)
    • CF30 Customer (since 12 Oct 2023)
  • Vita Planning Ltd

    FRN 1001393

    • Employed By (since 12 Oct 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (31 Aug 2017 to 31 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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