Ian Michael Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited

    FRN 624298

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • CF30 Customer (1 Jul 2015 to 7 Apr 2017)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
    • CF30 Customer (3 Mar 2017 to 8 Dec 2019)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (1 Jul 2015 to 7 Apr 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF4 Partner (AR) (6 Mar 2006 to 30 Nov 2007)
    • CF22 Investment Adviser (Trainee) (6 Mar 2006 to 31 Oct 2007)
  • Trinity Financial Limited (no longer approved here)

    FRN 212779

    • Employed By (3 Mar 2006 to 30 Nov 2007)
  • Demontfort Professional Wealth Management LLP (no longer approved here)

    FRN 402767

    • Employed By (19 Aug 2004 to 30 Nov 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (16 Apr 2004 to 31 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Apr 2003 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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