STONEHAGE FLEMING WEALTH PLANNING LIMITED

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leon Edward Buckley

  IRN LXB00111

  • CF30 Customer (2 Apr 2012 to 30 Apr 2015)
• Margaret Ann Kilcoyne

  IRN MXK00253

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
• Mark Edward Trehearne Davies

  IRN MED01038

  • CF2 Non Executive Director (13 May 2016 to 8 Dec 2019)
• Mark Stuart Adams

  IRN MSA01123

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
• Matthew Christopher Brown

  IRN MCB01119

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 28 Sep 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
• Matthew John Bruce

  IRN MXB00477

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
• Matthew Valentine Fleming

  IRN MVF00004

  • CF2 Non Executive Director (2 Apr 2012 to 4 May 2016)
• Nicholas Charles Anthony Irby

  IRN NCI01000

  • CF30 Customer (15 Oct 2014 to 31 Jan 2018)
• Nicholas Charles Bedford

  IRN NCB01092

  • CF2 Non Executive Director (2 Apr 2012 to 9 Jun 2016)
• Nicholas David Toubkin

  IRN NDT01044

  • [FCA CF] Manager of certification employee (27 Feb 2023 to 5 Sep 2024)
  • [FCA CF] Functions requiring qualifications (15 Mar 2022 to 5 Sep 2024)
  • [FCA CF] Client dealing (15 Mar 2022 to 5 Sep 2024)

• FF&P Wealth Planning LLP (no longer appointed)

  FRN 432261 · Appointed 3 May 2012 · Until 4 Oct 2016

No changes recorded yet.