Mark Stuart Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STONEHAGE FLEMING WEALTH PLANNING LIMITED

    FRN 562235

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF30 Customer (1 Mar 2017 to 7 Aug 2018)
  • WINGATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 478923

    • CF30 Customer (1 Feb 2016 to 7 Aug 2018)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (18 Feb 2014 to 3 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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