STONEHAGE FLEMING WEALTH PLANNING LIMITED

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Chew

  IRN OXC01059

  • CF30 Customer (2 Apr 2012 to 20 Apr 2018)
• Olivia Perry

  IRN OXP00014

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2021)
• Penelope Roberts

  IRN PXR00264

  • [FCA CF] Client dealing (28 Feb 2022 to 14 Jun 2022)
• Peter Thomas McLean

  IRN PTM01044

  • CF30 Customer (26 Nov 2012 to 1 Apr 2014)
• Philip Richard Patient

  IRN PRP00022

  • CF30 Customer (2 Apr 2012 to 21 Aug 2015)
• Pia Jasmin Keeley-Johnson

  IRN PXK00466

  • [FCA CF] Client dealing (since 17 Oct 2025)
• Priya Bharat Patel

  IRN PXP00303

  • [FCA CF] Client dealing (since 29 Mar 2023)
• Rachelle Louise Lewis

  IRN RLL01043

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Sep 2015 to 8 Dec 2019)
• Richard Gerard Bertin

  IRN RXB00054

  • Responsible for Insurance Mediation (5 Apr 2012 to 12 Sep 2018)
  • CF1 Director (2 Apr 2012 to 12 Sep 2018)
  • CF30 Customer (2 Apr 2012 to 12 Sep 2018)
• Richard Louis Allen

  IRN RLA01028

  • CF30 Customer (12 Jul 2012 to 10 Jan 2013)

• FF&P Wealth Planning LLP (no longer appointed)

  FRN 432261 · Appointed 3 May 2012 · Until 4 Oct 2016

No changes recorded yet.