Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connor Broadley Ltd
FRN 468321
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.