Richard Louis Allen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Granite Financial Solutions Limited

    FRN 767639

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 27 Oct 2025)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • CF30 Customer (12 Jul 2012 to 10 Jan 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (13 Jul 2010 to 19 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (2 Jul 2008 to 12 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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