STONEHAGE FLEMING WEALTH PLANNING LIMITED

• Principal Place of Business

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

  Web

  https://www.stonehagefleming.com

• Complaints Contact

  6 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442070870000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samantha Claire Baber-Scovell

  IRN SCB01134

  • [FCA CF] Client dealing (24 Feb 2022 to 14 Jul 2025)
  • CF30 Customer (10 Oct 2016 to 16 Apr 2019)
• Samuel Hardy

  IRN SXH06673

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
• Sian Cameilia Stella Savage

  IRN SCS01064

  • CF10 Compliance Oversight (1 Jan 2017 to 28 Sep 2017)
  • CF11 Money Laundering Reporting (1 Jan 2017 to 28 Sep 2017)
• Simon Hunter Boadle

  IRN SHB01038

  • SMF3 Executive Director (23 Oct 2020 to 24 Feb 2022)
• Sophia Mary Adams

  IRN SXA00453

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 18 Apr 2022)
• Stuart Phillip Parkinson

  IRN SPP01090

  • SMF3 Executive Director (5 Mar 2025 to 24 Apr 2025)
• Susan Jane Hillier

  IRN SJH01310

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2025)
  • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Sep 2018 to 30 Sep 2018)
  • CF1 Director (23 Apr 2012 to 8 Dec 2019)
  • CF30 Customer (23 Apr 2012 to 8 Dec 2019)
• Thomas James Lloyd-Read

  IRN TJR01068

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
  • [FCA CF] Client dealing (since 28 Feb 2022)
  • [FCA CF] Manager of certification employee (since 28 Feb 2022)
• Thomas McMorrow

  IRN TXM00471

  • [FCA CF] Client dealing (since 28 Mar 2023)
• William Rodney Hamilton Tudhope

  IRN WRT01007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
  • CF30 Customer (21 Nov 2012 to 8 Dec 2019)

• FF&P Wealth Planning LLP (no longer appointed)

  FRN 432261 · Appointed 3 May 2012 · Until 4 Oct 2016

No changes recorded yet.