Susan Jane Hillier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STONEHAGE FLEMING WEALTH PLANNING LIMITED

    FRN 562235

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Manager of certification employee (since 30 Jun 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2025)
    • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Sep 2018 to 30 Sep 2018)
    • CF30 Customer (23 Apr 2012 to 8 Dec 2019)
    • CF1 Director (23 Apr 2012 to 8 Dec 2019)
  • AlTi Wealth Management (UK) Limited (no longer approved here)

    FRN 541713

    • CF1 Director (18 Apr 2011 to 12 Nov 2011)
    • CF30 Customer (18 Apr 2011 to 8 Feb 2012)
    • CF10 Compliance Oversight (18 Apr 2011 to 24 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.