AlTi Wealth Management (UK) Limited

• Principal Place of Business

  AlTi Tiedemann Global

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

  Web

  https://alti-global.com

• Complaints Contact

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Mark Turner

  IRN AMT01140

  • [FCA CF] Client dealing (18 May 2022 to 1 May 2023)
  • [FCA CF] Functions requiring qualifications (11 May 2022 to 1 May 2023)
• Alexander Charles Benedict de Meyer

  IRN ACD01106

  • CF1 Director (4 Nov 2013 to 3 Mar 2017)
  • CF10 Compliance Oversight (23 Aug 2011 to 8 Feb 2017)
  • CF1 Director (AR) (24 Jun 2011 to 1 Jul 2013)
  • CF30 Customer (24 Jun 2011 to 24 Aug 2011)
• Andrew Charles James Rodger

  IRN ACR01112

  • [FCA CF] Manager of certification employee (3 Jul 2024 to 30 Jun 2025)
  • [FCA CF] Client dealing (3 Jul 2024 to 30 Jun 2025)
• Andrew Charles Williams

  IRN AXW01806

  • CF1 Director (3 Apr 2014 to 3 Mar 2017)
  • CF1 Director (AR) (17 Jun 2011 to 1 Jul 2013)
  • CF30 Customer (17 Jun 2011 to 20 Mar 2014)
  • CF3 Chief Executive (AR) (17 Jun 2011 to 1 Jul 2013)
• Andrew David Lancaster Nicolson

  IRN ADN01031

  • CF1 Director (5 May 2017 to 26 Nov 2019)
• Anthony Stuart Davies

  IRN ASD01047

  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 22 Feb 2023)
  • [FCA CF] Manager of certification employee (since 22 Feb 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jun 2012 to 8 Feb 2017)
  • CF1 Director (18 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
• Asad Zaidi

  IRN AXZ01285

  • [FCA CF] Client dealing (17 Jan 2023 to 31 Aug 2023)
  • CF30 Customer (1 Apr 2022 to 25 Sep 2023)
• Barnaby Horwich

  IRN BXH01415

  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 23 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 May 2011 to 8 Dec 2019)
• Bjorn Nicholas Lofberg

  IRN BNL01003

  • [FCA CF] Client dealing (22 Feb 2023 to 7 Nov 2023)
  • [FCA CF] Manager of certification employee (22 Feb 2023 to 7 Nov 2023)
  • CF30 Customer (20 Jul 2021 to 7 Nov 2023)
  • [FCA CF] Functions requiring qualifications (19 Feb 2021 to 26 May 2023)
  • CF1 Director (AR) (19 Feb 2021 to 7 Nov 2023)
• Brit Tedesco

  IRN BXT00425

  • SMF16 Compliance Oversight (13 Dec 2023 to 22 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Dec 2023 to 22 Jul 2025)

• Pointwise Partners Limited (no longer appointed)

  FRN 930124 · Appointed 17 Jul 2020 · Until 20 May 2024

• LJ Africa Advisors Limited (no longer appointed)

  FRN 732570 · Appointed 22 Jan 2016 · Until 17 Feb 2016

• Qlab Invest Limited (no longer appointed)

  FRN 524736 · Appointed 9 Jun 2011 · Until 4 Aug 2011

• LJ Capital Management Ltd (no longer appointed)

  FRN 512095 · Appointed 2 Jun 2011 · Until 25 Jul 2013

No changes recorded yet.