Anthony Stuart Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AlTi Wealth Management (UK) Limited

    FRN 541713

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 22 Feb 2023)
    • [FCA CF] Client dealing (since 22 Feb 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jun 2012 to 8 Feb 2017)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2022)
    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • Alvarium Fund Managers (UK) Limited (no longer approved here)

    FRN 751355

    • CF30 Customer (28 Dec 2016 to 24 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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