Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AlTi Wealth Management (UK) Limited
FRN 541713
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (20 May 2011 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2022)
- CF30 Customer (13 Sep 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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