Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
- SMF1 Chief Executive (9 Dec 2019 to 6 Jan 2023)
- CF3 Chief Executive (2 Oct 2017 to 8 Dec 2019)
- CF1 Director (22 May 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (22 May 2013 to 5 Jan 2017)
- CF30 Customer (22 May 2013 to 8 Dec 2019)
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- CF1 Director (4 Nov 2013 to 3 Mar 2017)
- CF10 Compliance Oversight (23 Aug 2011 to 8 Feb 2017)
- CF30 Customer (24 Jun 2011 to 24 Aug 2011)
- CF1 Director (AR) (24 Jun 2011 to 1 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.