Thomas James Lloyd-Read

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STONEHAGE FLEMING WEALTH PLANNING LIMITED

    FRN 562235

    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
    • [FCA CF] Client dealing (since 28 Feb 2022)
    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 30 Aug 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 30 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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