Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • [FCA CF] Manager of certification employee (27 Feb 2023 to 5 Sep 2024)
    • [FCA CF] Client dealing (15 Mar 2022 to 5 Sep 2024)
    • [FCA CF] Functions requiring qualifications (15 Mar 2022 to 5 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (10 Jun 2016 to 21 Jul 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (11 Jul 2008 to 27 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.