Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MIO Partners (UK) Limited
FRN 474928
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 20 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
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- [FCA CF] Manager of certification employee (27 Feb 2023 to 5 Sep 2024)
- [FCA CF] Client dealing (15 Mar 2022 to 5 Sep 2024)
- [FCA CF] Functions requiring qualifications (15 Mar 2022 to 5 Sep 2024)
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- CF30 Customer (10 Jun 2016 to 21 Jul 2017)
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- CF30 Customer (11 Jul 2008 to 27 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.