MIO Partners (UK) Limited

• Principal Place of Business

  One Heddon Street

  London

  W1B 4DB

  UNITED KINGDOM

  Phone

  +4402045791109

  Web

  https://www.miopartners.com

• Complaints Contact

  One Heddon Street

  London

  W1B 4DB

  UNITED KINGDOM

  Phone

  +4402045791109

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arya Matamedi

  IRN AXM37655

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
• Casey Lipscomb

  IRN LXC01390

  • CF1 Director (6 Mar 2008 to 9 Dec 2019)
• Casey Lipscomb

  IRN CXL00509

  • SMF3 Executive Director (since 5 Dec 2024)
• Frank Goveia

  IRN FXG01065

  • CF1 Director (6 Mar 2008 to 31 Dec 2013)
• Joanna Alison Scott

  IRN JAS01462

  • SMF16 Compliance Oversight (since 12 Jan 2023)
• John Spencer Churchill

  IRN JXC02973

  • [FCA CF] Client dealing (14 Jun 2023 to 20 Oct 2023)
  • SMF3 Executive Director (22 Jun 2022 to 20 Oct 2023)
  • SMF1 Chief Executive (22 Jun 2022 to 20 Oct 2023)
  • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 20 Oct 2023)
  • CF30 Customer (2 Oct 2015 to 8 Dec 2019)
• Katrin Meier

  IRN KXM02297

  • CF11 Money Laundering Reporting (23 Jan 2017 to 29 Jul 2019)
• Lisa Chun

  IRN LXC18386

  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
  • CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
• MARTINO WINCKLER

  IRN MXW01903

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 21 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
  • SMF1 Chief Executive (since 31 Oct 2023)
  • [FCA CF] Client dealing (since 20 Oct 2023)
  • CF30 Customer (13 Aug 2012 to 8 Dec 2019)
• Margot Picucci

  IRN MXP01025

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 1 Sep 2025)

No changes recorded yet.