Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (23 Mar 2018 to 12 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.