MIO Partners (UK) Limited

Date authorised
1 April 2013
Companies House
06331521
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Heddon Street
    London
    W1B 4DB
    UNITED KINGDOM
    Phone
    +4402045791109
    Web
    https://www.miopartners.com

  • Complaints Contact

    One Heddon Street
    London
    W1B 4DB
    UNITED KINGDOM
    Phone
    +4402045791109

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Ayodimeji Kehinde Osonowo

    IRN MXO00144

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
    • [FCA CF] Client dealing (since 22 Feb 2022)
  • Matthew Charles Kelly

    IRN MCK01056

    • SMF3 Executive Director (19 Dec 2024 to 10 Mar 2025)
    • CF1 Director (21 Jan 2014 to 9 Dec 2019)
  • Melanie Lacroix

    IRN MXL01649

    • CF30 Customer (6 Mar 2008 to 21 Jan 2014)
  • Nicholas David Toubkin

    IRN NDT01044

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2024)
    • [FCA CF] Client dealing (since 20 Nov 2024)
  • Nicole Sandra Maier

    IRN NXM17929

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Sep 2019 to 8 Dec 2019)
  • Selina Elwell

    IRN SAE01021

    • SMF16 Compliance Oversight (22 Jun 2022 to 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 28 Oct 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 26 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Oct 2022)
    • CF10 Compliance Oversight (8 Mar 2017 to 5 Aug 2019)
    • CF3 Chief Executive (8 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Feb 2017 to 30 Sep 2018)
    • CF30 Customer (6 Mar 2008 to 8 Dec 2019)
    • CF1 Director (6 Mar 2008 to 8 Dec 2019)
  • Timothy John Edward Church

    IRN TJC01117

    • CF1 Director (6 Mar 2008 to 31 Dec 2016)
    • CF10 Compliance Oversight (6 Mar 2008 to 31 Dec 2016)
    • CF11 Money Laundering Reporting (6 Mar 2008 to 31 Dec 2016)
    • CF3 Chief Executive (6 Mar 2008 to 31 Dec 2016)
    • CF30 Customer (6 Mar 2008 to 31 Dec 2016)
    • Responsible for Insurance Mediation (6 Mar 2008 to 31 Dec 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.