Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (11 Oct 2021 to 13 Dec 2021)
    • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 13 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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