Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 21 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
    • SMF1 Chief Executive (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 20 Oct 2023)
    • CF30 Customer (13 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.