Stirling House Financial Services Limited

• Principal Place of Business

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

  Web

  https://www.stirling-house.com

• Complaints Contact

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Haydon Francis

  IRN NHF00003

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (24 Nov 2009 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (8 Mar 2005 to 25 Apr 2008)
  • CF21 Investment Adviser (8 Mar 2005 to 17 Jul 2006)
  • CF11 Money Laundering Reporting (8 Mar 2005 to 19 Feb 2006)
  • CF10 Compliance Oversight (8 Mar 2005 to 19 Feb 2006)
  • CF1 Director (8 Mar 2005 to 19 Feb 2006)
• Owen Murfitt

  IRN OXM00001

  • [FCA CF] Client dealing (19 Oct 2022 to 17 Dec 2024)
  • [FCA CF] Functions requiring qualifications (19 Oct 2022 to 17 Dec 2024)
• Paul Anthony Leatherbarrow

  IRN PAL00026

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2011 to 27 Jun 2013)
• Paul Garth Newman

  IRN PGN00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Jun 2023)
• Paul Stephen Mason

  IRN PSM01086

  • CF30 Customer (24 Jun 2009 to 1 Dec 2010)
• Paul Thorne Harry

  IRN PTH00007

  • CF30 Customer (27 Feb 2008 to 9 Mar 2010)
• Paula Majella McCrory

  IRN PMM00017

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2025)
  • CF30 Customer (28 Jan 2009 to 8 Dec 2019)
• Penelope Jane Francis

  IRN PJF00031

  • CF30 Customer (1 Nov 2007 to 1 Sep 2015)
  • CF10 Compliance Oversight (15 Mar 2007 to 1 Sep 2015)
  • Responsible for Insurance Mediation (8 Mar 2005 to 1 Sep 2015)
  • CF1 Director (8 Mar 2005 to 1 Sep 2015)
  • CF21 Investment Adviser (8 Mar 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (8 Mar 2005 to 31 Mar 2009)
• Peter Graham Hiley

  IRN PGH01070

  • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 7 Feb 2007)
• Peter John Arch

  IRN PJA00027

  • CF30 Customer (21 Dec 2007 to 29 Aug 2008)

• Laura Jayne Wycherley (no longer appointed)

  FRN 431498 · Appointed 22 Apr 2005 · Until 22 Apr 2005

No changes recorded yet.