Neil Haydon Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stirling House Financial Services Limited

    FRN 413234

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (24 Nov 2009 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Mar 2005 to 17 Jul 2006)
    • CF11 Money Laundering Reporting (8 Mar 2005 to 19 Feb 2006)
    • CF1 Director (8 Mar 2005 to 19 Feb 2006)
    • CF10 Compliance Oversight (8 Mar 2005 to 19 Feb 2006)
    • CF8 Apportionment and Oversight (8 Mar 2005 to 25 Apr 2008)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.