Stirling House Financial Services Limited

• Principal Place of Business

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

  Web

  https://www.stirling-house.com

• Complaints Contact

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Piers Thomas Wharton

  IRN PTW01042

  • CF30 Customer (14 Aug 2009 to 4 Dec 2009)
• Richard Charles Bulpin

  IRN RCB01135

  • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
  • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
• Richard David George Hanney

  IRN RXH18823

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Robert Edward Newey

  IRN REN00002

  • CF30 Customer (8 Jul 2008 to 6 Apr 2009)
• Ryan James Moss

  IRN RJM00132

  • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
  • CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
• Ryan Joseph Schooling

  IRN RXS00288

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2021)
  • [FCA CF] Client dealing (since 9 Feb 2021)
• Saleh Mujtaba Khaled

  IRN SMK01089

  • CF30 Customer (17 Apr 2009 to 31 Jul 2009)
• Salvatore Lauricella

  IRN SXL00065

  • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
  • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
• Satvinder Singh Gata-Aura

  IRN SSG01037

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2023)
  • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
• Simon David Gough

  IRN SDG00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (7 Sep 2012 to 8 Dec 2019)
  • CF30 Customer (24 Jun 2009 to 8 Dec 2019)

• Laura Jayne Wycherley (no longer appointed)

  FRN 431498 · Appointed 22 Apr 2005 · Until 22 Apr 2005

No changes recorded yet.