Satvinder Singh Gata-Aura

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (27 Jan 2023 to 7 Jun 2023)
    • [FCA CF] Client dealing (27 Jan 2023 to 7 Jun 2023)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2023)
    • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • CF30 Customer (18 Jun 2012 to 25 Feb 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (9 Aug 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.