Paul Garth Newman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stirling House Financial Services Limited

    FRN 413234

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2023)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2022 to 19 May 2023)
    • CF1 Director (AR) (5 Apr 2022 to 28 Jun 2023)
    • CF30 Customer (5 Apr 2022 to 23 May 2023)
  • FinanceMe Ltd (no longer approved here)

    FRN 628332

    • [FCA CF] Functions requiring qualifications (23 Apr 2020 to 26 Jun 2023)
  • Laurel Court Associates Limited (no longer approved here)

    FRN 231749

    • CF30 Customer (3 Jan 2013 to 1 Dec 2018)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (6 May 2010 to 8 Nov 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Nov 2007 to 2 Mar 2009)
    • CF1 Director (AR) (21 Nov 2007 to 2 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.