Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (11 Feb 2025 to 31 Jul 2025)
- [FCA CF] Client dealing (11 Feb 2025 to 31 Jul 2025)
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- [FCA CF] Client dealing (19 Oct 2022 to 17 Dec 2024)
- [FCA CF] Functions requiring qualifications (19 Oct 2022 to 17 Dec 2024)
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- [FCA CF] Client dealing (31 Jan 2022 to 10 Oct 2022)
- [FCA CF] Functions requiring qualifications (24 Jan 2022 to 10 Oct 2022)
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- CF30 Customer (28 May 2019 to 15 Sep 2020)
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- Employed By (5 Jul 2011 to 16 May 2012)
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- Employed By (21 Apr 2008 to 15 Sep 2020)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2008)
- CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (6 Dec 2005 to 18 Aug 2006)
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- CF22 Investment Adviser (Trainee) (6 Dec 2005 to 18 Aug 2006)
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- CF21 Investment Adviser (29 Apr 2005 to 2 Dec 2005)
- CF22 Investment Adviser (Trainee) (16 Dec 2004 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.