Stifel Nicolaus Europe Limited

• Principal Place of Business

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

  Web

  https://www.stifel.com

• Complaints Contact

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Government and public security, Share, Warrant

• Jignesh Patel

  IRN JXP01787

  • [FCA CF] Client dealing (since 20 Mar 2023)
• Joanne Mary Bremner Dempsey

  IRN JMN01064

  • [FCA CF] Manager of certification employee (21 Oct 2024 to 16 Jan 2026)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 16 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
  • CF30 Customer (3 Feb 2015 to 8 Dec 2019)
• Joe Simon Gilbert

  IRN JSG01119

  • [FCA CF] Client dealing (since 4 Sep 2025)
• Joel Benjamin Bayley

  IRN JXB12473

  • [FCA CF] Client dealing (since 17 Dec 2025)
• Johannes Luik

  IRN JXL02121

  • [FCA CF] Client dealing (10 Jul 2020 to 31 Oct 2022)
• John Alexander Knut Ramsay

  IRN JAR01189

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2022)
  • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
• John Alistair Lee

  IRN JAL01107

  • CF30 Customer (1 Oct 2011 to 3 Jul 2018)
• John Colombo

  IRN JXC02137

  • CF30 Customer (30 Mar 2009 to 2 Aug 2013)
  • CF11 Money Laundering Reporting (30 Mar 2009 to 25 Sep 2009)
  • CF10 Compliance Oversight (30 Mar 2009 to 25 Sep 2009)
  • CF1 Director (31 Jul 2007 to 13 Jul 2012)
• John Francis Mennis

  IRN JFM01042

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2023)
  • CF30 Customer (20 Feb 2018 to 8 Dec 2019)
  • CF29 Significant management (20 Feb 2018 to 8 Dec 2019)
• John Karidis

  IRN JXK01119

  • CF30 Customer (27 Feb 2015 to 10 Dec 2015)

No changes recorded yet.