John Francis Mennis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • CF29 Significant management (20 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2018 to 8 Dec 2019)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (21 Oct 2013 to 31 Oct 2017)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (22 Dec 2011 to 28 Jun 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.