John Alexander Knut Ramsay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 21 Nov 2022)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2022)
- CF30 Customer (10 Sep 2014 to 8 Dec 2019)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (319)CF30 Customer (22 Apr 2009 to 14 Jul 2014)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (319)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.