John Karidis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 25 Apr 2024)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 3 May 2024)
- CF30 Customer (3 Jul 2017 to 8 Dec 2019)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (15 Dec 2015 to 3 Apr 2017)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (27 Feb 2015 to 10 Dec 2015)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.