Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (30 Mar 2009 to 25 Sep 2009)
- CF11 Money Laundering Reporting (30 Mar 2009 to 25 Sep 2009)
- CF30 Customer (30 Mar 2009 to 2 Aug 2013)
- CF1 Director (31 Jul 2007 to 13 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.