Stenham Asset Management (UK) Plc

• Principal Place of Business

  180 Great Portland Street

  London

  W1W 5QZ

  UNITED KINGDOM

  Phone

  +442070796646

  Web

  https://stenham.com

• Complaints Contact

  180 Great Portland Street

  London

  W1W 5QZ

  UNITED KINGDOM

  Phone

  +442070796646

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Javier Uribarren

  IRN JXU01041

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF27 Investment Management (5 Jul 2007 to 31 Oct 2007)
• Jeremy Thomas Alun-Jones

  IRN JTA01008

  • CF1 Director (4 Jan 2011 to 27 Mar 2012)
  • CF30 Customer (4 Jan 2011 to 30 Mar 2012)
• John Damian Brannan

  IRN JDB01214

  • CF1 Director (13 Oct 2013 to 30 Jun 2016)
  • CF3 Chief Executive (13 Oct 2013 to 30 Jun 2016)
  • CF30 Customer (13 Oct 2013 to 30 Jun 2016)
• Jonathan Osrin

  IRN JXO01265

  • CF30 Customer (1 Nov 2007 to 20 May 2009)
  • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)
• Kevin Eric Arenson

  IRN KEA01007

  • SMF3 Executive Director (since 17 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2026)
  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 27 Mar 2012)
  • CF3 Chief Executive (1 Dec 2001 to 27 Mar 2012)
• Lynda Ann Stoelker

  IRN LAS01092

  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF27 Investment Management (5 Jul 2007 to 31 Oct 2007)
• Marc Simon Cane

  IRN MSC01074

  • CF11 Money Laundering Reporting (23 Feb 2004 to 30 Apr 2004)
• Martin Robert Sawyer

  IRN MRS01228

  • CF30 Customer (1 Nov 2007 to 29 Oct 2009)
  • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
• Matthew Alexander Sinclair Rae

  IRN MAR01181

  • CF10a CASS Oversight function (1 Oct 2011 to 12 Feb 2014)
  • CF10 Compliance Oversight (23 May 2005 to 12 Feb 2014)
  • CF11 Money Laundering Reporting (20 Jul 2004 to 12 Feb 2014)
• Michael Simon Willar

  IRN MXW00396

  • [FCA CF] Significant management (1 Jan 2022 to 6 Jan 2023)
  • [FCA CF] Material risk taker (1 Jan 2022 to 6 Jan 2023)
  • [FCA CF] Client dealing (1 Apr 2021 to 6 Jan 2023)

• BlueSigma Capital Limited (no longer appointed)

  FRN 553682 · Appointed 16 Jun 2011 · Until 9 Sep 2012

No changes recorded yet.